This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$181MItem 5.F on the latest filing (2016-03-08); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$169M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

1

Advisory employees

1

Accounts

1,056

SEC number

801-68141

CRD

122134

Filings on the tape

10

First filed

Dec 21, 2011

Latest filed

Mar 8, 2016

Organised

Corporation, Illinois

• Occurred

  Jan 2, 2013
  Succession filed (Item 4)

  Robert A. Mecca & Associates, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:92b614bb-bcf5-c05b-30ba-04131c50b869

First observed

Dec 21, 2011

Last observed

Mar 8, 2016 128 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.