DFX Intelligence

C••••••••• M•••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

C••••••••• M•••• C•••••

Advisor at L•• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:92bbfcba-80fc-d5f6-f7b4-ac21b17c8a60

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 7, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 19, 2024	n/a	yes	SAN FRANCISCO, CA\|San Francisco, CA\|SAN DIEGO, CA	Current employment
C••• F•••••••• S•••••••• L•••	Former SEC adviser	Sep 7, 2022	Sep 18, 2024	no	SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• F•••••••• S•••••••• L•••	L•• F•••••••• L••	Sep 18, 2024	Sep 19, 2024	1	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
42132:6413:CA:2024-09-18	Sep 18, 2024	Sep 19, 2024	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Sep 19, 2024 to presentfactForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Sep 7, 2022 to Sep 18, 2024factForm ADV

Dated events

Occurred
Sep 18, 2024
Advisor changed firm
C••••••••• M•••• C••••• left C••• F•••••••• S•••••••• L••• for L•• F•••••••• L•• (registered 2024-09-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:92bbfcba-80fc-d5f6-f7b4-ac21b17c8a60
First observed: Sep 7, 2022
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.