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Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
NEW LONDON, NH | SOUTHBURY, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Jul 14, 2009 | n/a | yes | SOUTHBURY, CT|NEW LONDON, NH | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Jul 15, 2009 | no | HARTFORD, CT|HARTFORD, CT | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Jan 12, 2004 | Jan 1, 2008 | no | HARTFORD, CT|ST. LOUIS, MO|HARTFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Jul 15, 2009 | Jul 14, 2009 | -1 | Firm change | Wirehouse to ibd |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |