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Advisor at MML INVESTORS SERVICES, LLC
Rochester, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jun 18, 2024 | n/a | yes | Rochester, NY | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 4, 2015 | Jun 10, 2024 | no | ROCHESTER, NY|FAIRPORT, NY | Previous registration |
| WALL STREET FINANCIAL GROUP, INC | Former SEC adviser | Jan 5, 2010 | Feb 9, 2015 | no | VICTOR, NY|FAIRPORT, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | MML INVESTORS SERVICES, LLC | Jun 10, 2024 | Jun 18, 2024 | 8 | Firm change | Ibd to ibd |
| WALL STREET FINANCIAL GROUP, INC | LPL FINANCIAL LLC | Feb 9, 2015 | Mar 4, 2015 | 23 | Firm change | Other |