DFX Intelligence

A•••••• K•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

A•••••• K•••••••••

Advisor at E•••••• A••••••• G••••• L••

Aurora, CO | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:92d8834c-d7fa-f129-0c0d-8367fc352e2d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 10, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Jul 17, 2026	n/a	yes	GREENWOOD VILLAGE, CO\|Aurora, CO	Current employment
F•••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Jul 10, 2024	Feb 17, 2025	no	Miami Lakes, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••• F•••••••• A•••••••• L••	E•••••• A••••••• G••••• L••	Feb 17, 2025	Jul 17, 2026	515	Firm change after gap	Ibd to ibd

Relationships

Registered with (2)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Jul 17, 2026 to presentfactForm ADV
→ F•••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 10, 2024 to Feb 17, 2025factForm ADV

Dated events

Occurred
Feb 17, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:92d8834c-d7fa-f129-0c0d-8367fc352e2d
First observed: Jul 10, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.