K••• D• S••••••

Advisor at D••• F•••••••• G••••

MESA, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:92d8bcbf-71ba-09cc-3c6b-8ebd981b3ef3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 9, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••• F•••••••• G••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 12, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••• F•••••••• G••••	State registered	Mar 17, 2015	n/a	yes	MESA, AZ	Current employment
T•••••• F••••••••	State registered	Nov 18, 2009	Aug 30, 2014	no	GILBERT, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••• F••••••••	D••• F•••••••• G••••	Aug 30, 2014	Mar 17, 2015	199	Firm change	Other
I••••••••• A••••••• I••••••••• I•••	T•••••• F••••••••	Oct 16, 2009	Nov 18, 2009

Relationships

Registered with (3)

→ D••• F•••••••• G••••Registered adviserregistration: current employment
Mar 17, 2015 to presentfactForm ADV
→ T•••••• F••••••••Registered adviserregistration: previous registration
Nov 18, 2009 to Aug 30, 2014factForm ADV
→ I••••••••• A••••••• I••••••••• I•••Registered adviserregistration: previous registration
Apr 9, 2009 to Oct 16, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:92d8bcbf-71ba-09cc-3c6b-8ebd981b3ef3
First observed: Apr 9, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.