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Advisor at RBC CAPITAL MARKETS, LLC
SYRACUSE, NY | Cicero, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Jan 20, 2026 | n/a | yes | SYRACUSE, NY|Cicero, NY | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 23, 2024 | Jan 29, 2026 | no | SYRACUSE, NY | Previous registration |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | May 9, 2014 | May 29, 2015 | no | SYRACUSE, NY | Previous registration |
| KEYBANC CAPITAL MARKETS INC. | n/a | Feb 9, 2006 | Feb 15, 2007 | no | CLEVELAND, OH|SYRACUSE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | RBC CAPITAL MARKETS, LLC | Jan 29, 2026 | Jan 20, 2026 | -9 | Firm change | Wirehouse to ibd |
| ADVICE AND PLANNING SERVICES | UBS FINANCIAL SERVICES INC. | May 29, 2015 | Sep 23, 2024 | 3,405 | Firm change after gap | Other |
| KEYBANC CAPITAL MARKETS INC. | ADVICE AND PLANNING SERVICES | Feb 15, 2007 | May 9, 2014 | 2,640 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:31194:NY:2026-01-27 | Jan 29, 2026 | Jan 20, 2026 | SYRACUSE, NY | Firm change |