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RIA / WealthAdvisordual registered (broker-dealer)45 years in industry

ROBERT JOSEPH SIDELL

Advisor at LPL FINANCIAL LLC

SALISBURY, MD

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Search this name across graphsid dfx:ria:92dbcd06-d735-483a-d18c-e90675ae45c5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 16, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 30, 1980earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 12
Exams: S63|S65
First exam: Oct 30, 1980
First registration: Sep 16, 2002
Dual registered: yes, broker-dealer
Other names: ROBERT JOSEPH SIDELL|ROBERT SIDELL
IAPD individual key: 808977

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 21, 2021	n/a	yes	SALISBURY, MD	Current employment
WADDELL & REED	Former SEC adviser	Aug 12, 2011	Jul 21, 2021	no	WYOMISSING, PA\|WILMINGTON, DE\|CHARLEROI, PA\|WYOMISSING, PA\|BERLIN, MD	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Mar 13, 2009	Aug 18, 2011	no	WILMINGTON, DE	Previous registration
FERRIS, BAKER WATTS, LLC	n/a	Mar 24, 2005	Mar 13, 2009	no	WILMINGTON, DE\|WILMINGTON, DE	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Sep 16, 2002	Mar 31, 2005	no	WILMINGTON, DE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WADDELL & REED	LPL FINANCIAL LLC	Jul 21, 2021	Jul 21, 2021	0	Bulk transfer	Ibd to ibd
RBC CAPITAL MARKETS, LLC	WADDELL & REED	Aug 18, 2011	Aug 12, 2011	-6	Firm change	Other
FERRIS, BAKER WATTS, LLC	RBC CAPITAL MARKETS, LLC	Mar 13, 2009	Mar 13, 2009	0	Bulk transfer	Other
RBC CAPITAL MARKETS, LLC	FERRIS, BAKER WATTS, LLC	Mar 31, 2005	Mar 24, 2005	-7	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 21, 2021 to presentfactForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Aug 12, 2011 to Jul 21, 2021factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Mar 13, 2009 to Aug 18, 2011factForm ADV
→ FERRIS, BAKER WATTS, LLCRegistered adviserregistration: previous registration
Mar 24, 2005 to Mar 13, 2009factForm ADV

Dated events

No dated event names this entity yet.