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Advisor at FIRST COMMAND ADVISORY SERVICES
Wake Forest, NC | FORT WORTH, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIRST COMMAND ADVISORY SERVICES | Bd affiliated wealth | Jul 1, 2026 | n/a | yes | Wake Forest, NC|FORT WORTH, TX | Current employment |
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Aug 22, 2024 | Sep 19, 2025 | no | Wake Forest, NC|FORT MILL, SC | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jan 16, 2024 | Apr 3, 2024 | no | Wake Forest, NC|Milwaukee, WI | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Dec 13, 2022 | Apr 17, 2023 | no | Wake Forest, NC | Previous registration |
| CANTELLA & CO., INC. | Former SEC adviser | Nov 13, 2019 | Apr 27, 2023 | no | Malden, MA|Wake Forest, NC|ELLINGTON, CT | Previous registration |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 2, 2018 | Oct 14, 2019 | no | SCOTTSDALE, AZ|BOSTON, MA | Previous registration |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | May 9, 2013 | Nov 2, 2018 | no | BOSTON, MA|BOSTON, MA | Previous registration |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | Aug 10, 2011 | Aug 30, 2012 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | FIRST COMMAND ADVISORY SERVICES | Sep 19, 2025 | Jul 1, 2026 | 285 | Firm change | Ibd to ibd |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | LPL ENTERPRISE, LLC | Apr 3, 2024 | Aug 22, 2024 | 141 | Firm change | Other |
| CANTELLA & CO., INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Apr 27, 2023 | Dec 13, 2022 | -135 | Firm change after gap | Ibd to ibd |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Apr 17, 2023 | Jan 16, 2024 | 274 | Firm change | Other |
| OSAIC WEALTH, INC. | CANTELLA & CO., INC. | Oct 14, 2019 | Nov 13, 2019 | 30 | Firm change | Ibd to ibd |
| SIGNATOR INVESTORS, INC. | OSAIC WEALTH, INC. | Nov 2, 2018 | Nov 2, 2018 | 0 | Bulk transfer | Ibd to ibd |