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L•• T••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

L•• T••••• L••

CRD 281854

RED BANK, NJ

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Search this name across graphsid dfx:ria:92f8b390-de77-2166-4413-903533c852a4

Data as of Mar 24, 2016 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 24, 2016 to Mar 24, 2016
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Accounts: 0

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
P•••••• A••••• J•••	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	E	yes	09/2015	Mar 24, 2016	Mar 24, 2016

Relationships

Controls (1)

← P•••••• A••••• J•••OwnerMANAGING MEMBER & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 24, 2016 to presentfactForm ADV

Registered with (1)

← A•••• J••• P•••••Advisorregistration: previous registration
Jun 2, 2016 to Oct 31, 2016factForm ADV

Dated events

Occurred
Mar 24, 2016
First Form ADV filing
L•• T••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:92f8b390-de77-2166-4413-903533c852a4
First observed: Mar 24, 2016
Last observed: Mar 24, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.