DFX Intelligence

S••••• A•• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

S••••• A•• G•••••

Advisor at G••••• W••••• M••••••••• I•••

Englewood, CO | Castle Pines, CO

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Search this name across graphsid dfx:ria:93058785-e024-7542-f786-c679414ff18c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 2, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• W••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• W••••• M••••••••• I•••	Bd affiliated wealth	Apr 27, 2026	n/a	yes	Englewood, CO\|Castle Pines, CO	Current employment
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Jan 2, 2025	Apr 20, 2026	no	Castle Pines, CO\|Castle Pines, CO\|Littleton, CO\|Castle Pines, CO\|Castle Pines, CO\|Littleton, CO\|Milwaukee, WI\|Castle Pines, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	G••••• W••••• M••••••••• I•••	Apr 20, 2026	Apr 27, 2026	7	Firm change	Other
A• • I• W••••• M•••••••••	N••••••••• M••••• I••••••••• S•••••••••	Sep 13, 2024	Jan 2, 2025

Relationships

Registered with (3)

→ G••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Apr 27, 2026 to presentfactForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Jan 2, 2025 to Apr 20, 2026factForm ADV
→ A• • I• W••••• M•••••••••Registered adviserregistration: previous registration
Mar 2, 2021 to Sep 13, 2024factForm ADV

Dated events

Occurred
Apr 20, 2026
Advisor changed firm
S••••• A•• G••••• left N••••••••• M••••• I••••••••• S••••••••• for G••••• W••••• M••••••••• I••• (registered 2026-04-27)
Form ADVobserved 7 days ago
Occurred
Sep 13, 2024
Advisor changed firm
S••••• A•• G••••• left A• • I• W••••• M••••••••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2025-01-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93058785-e024-7542-f786-c679414ff18c
First observed: Mar 2, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.