This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.59 fund_share=0.0 institutional_share=0.4 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$617MItem 5.F on the latest filing (2026-08-06); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$393M

Private client RAUM

$364MderivedItem 5.D individuals plus high net worth individuals

Private client share

59%derivedprivate client RAUM over total RAUM

Advisors on IAPD

4

RAUM per advisor

$154Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

6

Advisory employees

3

Offices

0Schedule D 1.F, beyond the principal office

Accounts

1,288

Individual clients

448

High net worth clients

200

SEC number

801-73044

CRD

125500

Filings on the tape

39

First filed

Jan 10, 2012

Latest filed

Aug 6, 2026

Organised

Limited Liability Company, NY

• Occurred

  Jan 27, 2022
  Control person joined

  Michael Robert Mangold (Partner And Chief Compliance Officer) appeared on Schedule A of Greenbush Financial Group, Llc

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:930caf42-dde7-b1e7-a7a8-37f1ce5cd21a

First observed

Jan 10, 2012

Last observed

Aug 6, 2026 46 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.