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Advisor at STRATOS WEALTH PARTNERS, LTD
HJAMMOND, LA | MANDEVILLE, LA | COVINGTON, LA | BATON ROUGE, LA | SLIDELL, LA | GRETNA, LA | Metairie, LA | NEW ORLEANS, LA | METAIRIE, LA | RIVER RIDGE, LA | KENNER, LA | New Orleans, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Feb 12, 2016 | n/a | yes | METAIRIE, LA|New Orleans, LA|Metairie, LA|HJAMMOND, LA|NEW ORLEANS, LA|BATON ROUGE, LA|MANDEVILLE, LA|NEW ORLEANS, LA|RIVER RIDGE, LA|NEW ORLEANS, LA|NEW ORLEANS, LA|METAIRIE, LA|NEW ORLEANS, LA|KENNER, LA|SLIDELL, LA|BATON ROUGE, LA|COVINGTON, LA|GRETNA, LA|NEW ORLEANS, LA | Current employment |
| CAPITAL ONE ADVISORS, LLC | Former SEC adviser | Jan 28, 2015 | Feb 12, 2016 | no | SEATTLE, WA | Previous registration |
| CAPITAL ONE FINANCIAL ADVISORS LLC | n/a | Feb 13, 2012 | Jan 28, 2015 | no | MELVILLE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL ONE ADVISORS, LLC | STRATOS WEALTH PARTNERS, LTD | Feb 12, 2016 | Feb 12, 2016 | 0 | Firm change | Other |
| CAPITAL ONE FINANCIAL ADVISORS LLC | CAPITAL ONE ADVISORS, LLC | Jan 28, 2015 | Jan 28, 2015 | 0 | Bulk transfer | Other |