DFX Intelligence

K•••• I•• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

K•••• I•• M•••••

Advisor at M••••• F•••••••• S•••••••• I••

CHICO, CA

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Search this name across graphsid dfx:ria:93145fb0-6f69-cd37-a9e9-4eade4dcc839

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 25, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• F•••••••• S•••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 17, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• F•••••••• S•••••••• I••	Independent wealth	Oct 5, 2015	n/a	yes	CHICO, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jul 25, 2006	Sep 7, 2016	no	CHICO, CA\|CHICO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	M••••• F•••••••• S•••••••• I••	Sep 7, 2016	Oct 5, 2015	-338	Firm change after gap	Other

Relationships

Registered with (2)

→ M••••• F•••••••• S•••••••• I••Registered adviserregistration: current employment
Oct 5, 2015 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 25, 2006 to Sep 7, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93145fb0-6f69-cd37-a9e9-4eade4dcc839
First observed: Jul 25, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.