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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

CHRISTOPHER SCOTT MOORE

Advisor at LPL FINANCIAL LLC

BATTLE CREEK, MI

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Search this name across graphsid dfx:ria:931e050e-cbb1-bc76-89de-7dc2cb6732f8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 18, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 7, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66|S63
First exam: Oct 7, 2003
First registration: Jan 18, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 4707987

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 14, 2018	n/a	yes	BATTLE CREEK, MI	Current employment
INVEST FINANCIAL CORPORATION	Former SEC adviser	Dec 18, 2012	Feb 16, 2018	no	COLDWATER, MI\|HASTINGS, MI\|WYOMING, MI\|BATTLE CREEK, MI\|APPLETON, WI	Previous registration
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	Former SEC adviser	Aug 3, 2010	Dec 17, 2012	no	YOUNGSTOWN, OH\|BATTLE CREEK, MI	Previous registration
SII INVESTMENTS, INC.	Former SEC adviser	Jan 18, 2005	Mar 19, 2009	no	BATTLE CREEK, MI\|BATTLE CREEK, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVEST FINANCIAL CORPORATION	LPL FINANCIAL LLC	Feb 16, 2018	Feb 14, 2018	-2	Bulk transfer	Other
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	INVEST FINANCIAL CORPORATION	Dec 17, 2012	Dec 18, 2012	1	Firm change	Other
SII INVESTMENTS, INC.	STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	Mar 19, 2009	Aug 3, 2010	502	Firm change after gap	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Feb 14, 2018 to presentfactForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Dec 18, 2012 to Feb 16, 2018factForm ADV
→ STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Aug 3, 2010 to Dec 17, 2012factForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
Jan 18, 2005 to Mar 19, 2009factForm ADV

Dated events

No dated event names this entity yet.