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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

KEITH ANDREW ADAMS

Advisor at CETERA INVESTMENT ADVISERS LLC

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:93219ec2-c899-778b-b35c-9beec9bf6dc3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 19, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 6, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 6, 1997
First registration: Mar 19, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 2897419

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	n/a	yes	ST. LOUIS, MO	Current employment
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Sep 3, 2013	Dec 31, 2017	no	ST LOUIS, MO\|ST. LOUIS, MO	Previous registration
WALNUT STREET SECURITIES, INC.	Former SEC adviser	Dec 5, 2007	Sep 3, 2013	no	ST LOUIS, MO\|ST. LOUIS, MO	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 29, 2005	Nov 20, 2007	no	COLUMBIA, MO\|SPRINGFIELD, MA\|SPRINGFIELD, MA\|COLUMBIA, MO\|BALLWIN, MO, MO\|ST. LOUIS, MO\|ST. LOUIS, MO	Previous registration
METLIFE INVESTMENT FUND SERVICES LLC	n/a	Mar 19, 2001	Jan 4, 2006	no	ALPHARETTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISOR NETWORKS LLC	CETERA INVESTMENT ADVISERS LLC	Dec 31, 2017	Jun 29, 2023	2,006	Firm change after gap	Other
WALNUT STREET SECURITIES, INC.	CETERA ADVISOR NETWORKS LLC	Sep 3, 2013	Sep 3, 2013	0	Firm change	Other
MSI FINANCIAL SERVICES, INC.	WALNUT STREET SECURITIES, INC.	Nov 20, 2007	Dec 5, 2007	15	Firm change	Other
METLIFE INVESTMENT FUND SERVICES LLC	MSI FINANCIAL SERVICES, INC.	Jan 4, 2006	Nov 29, 2005	-36	Bulk transfer	Other

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Sep 3, 2013 to Dec 31, 2017factForm ADV
→ WALNUT STREET SECURITIES, INC.Registered adviserregistration: previous registration
Dec 5, 2007 to Sep 3, 2013factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 29, 2005 to Nov 20, 2007factForm ADV
→ METLIFE INVESTMENT FUND SERVICES LLCRegistered adviserregistration: previous registration
Mar 19, 2001 to Jan 4, 2006factForm ADV

Dated events

No dated event names this entity yet.