DFX Intelligence
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Reading the graph
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Advisor at SPC
ANN ARBOR, MI | Yankton, SD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•• | Bd affiliated wealth | Aug 19, 2025 | n/a | yes | Yankton, SD|ANN ARBOR, MI | Current employment |
| J••• W••••• M••••••••• L•• | n/a | May 29, 2025 | Jul 31, 2025 | no | SIOUX FALLS, SD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••• W••••• M••••••••• L•• | S•• | Jul 31, 2025 | Aug 19, 2025 | 19 | Firm change | Other |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | J••• W••••• M••••••••• L•• | Jul 26, 2022 | May 29, 2025 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 333447:110692:SD:2025-07-31 | Jul 31, 2025 | Aug 19, 2025 | SIOUX FALLS, SD | Firm change |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Feb 26, 2013 | Jul 26, 2022 | no | YANKTON, SD|YANKTON, SD | Previous registration |
| I••••••••• C•••••• O• A••••••• I••• | Former SEC adviser | Mar 10, 2010 | Feb 20, 2013 | no | YANKTON, SD | Previous registration |
| 1,038 |
| Firm change after gap |
| Other |
| I••••••••• C•••••• O• A••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Feb 20, 2013 | Feb 26, 2013 | 6 | Firm change | Other |