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Feed of 09/14/2026
Also filed as L••• L•••• Huntley
At current firm
1 y
since Aug 19, 2025
In the industry
16 y
since Mar 5, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- S•• BD affiliated currentsince Aug 19, 2025 · Yankton, Sd
- J••• W••••• M••••••••• L•• unclassifiedMay 29, 2025 to Jul 31, 2025 · Sioux Falls, Sd
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedFeb 26, 2013 to Jul 26, 2022 · Yankton, Sd
- I••••••••• C•••••• O• A••••••• I••• formerMar 10, 2010 to Feb 20, 2013 · Yankton, Sd
Moves
a registration end followed by a registration begin elsewhere
- J••• W••••• M••••••••• L•• to S••left Jul 31, 2025, registered Aug 19, 2025 (19 days) · Other · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to J••• W••••• M••••••••• L••left Jul 26, 2022, registered May 29, 2025 (1038 days) · Other
- I••••••••• C•••••• O• A••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 20, 2013, registered Feb 26, 2013 (6 days) · Other
Signals
- L••• L•••• R••••••••• left J••• W••••• M••••••••• L•• for Spc (registered 2025-08-19)Jul 31, 2025 · Advisor changed firm · fact
- L••• L•••• R••••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for J••• W••••• M••••••••• L•• (registered 2025-05-29)Jul 26, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address