DFX Intelligence

M•••••• A•••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

M•••••• A•••• C•••••••

Advisor at N••• L•••• W••••• M••••••••• L••

Seal Beach, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 22, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••• L•••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••• L•••• W••••• M••••••••• L••	State registered	Sep 7, 2026	n/a	yes	Seal Beach, CA	Current employment
M••••• S••••••	Wirehouse	Jan 22, 2016	Jun 4, 2018	no	Brea, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	N••• L•••• W••••• M••••••••• L••	Jun 4, 2018	Sep 7, 2026	3,017	Firm change after gap	Wirehouse to state RIA

Relationships

Registered with (2)

→ N••• L•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Sep 7, 2026 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jan 22, 2016 to Jun 4, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 22, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.