T••• A••• S••••

Advisor at S••••••• I••••••••• A•••••••• I•••

PORTLAND, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:932ee935-a01b-1395-750b-f0baef9a001a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 17, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• I••••••••• A•••••••• I•••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Nov 1, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• I••••••••• A•••••••• I•••	Other adviser	Jan 3, 2023	n/a	yes	PORTLAND, OR	Current employment
S••••••• F•••••••• S•••••••• I•••	Former SEC adviser	Sep 19, 2022	Dec 31, 2022	no	Issaquah, WA\|ST PAUL, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• F•••••••• S•••••••• I•••	S••••••• I••••••••• A•••••••• I•••	Dec 31, 2022	Jan 3, 2023	3	Firm change	Other
O••••••••• S••••••••• I•••	S••••••• F•••••••• S•••••••• I•••	Aug 5, 2022	Sep 19, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
15296:110228:MN:2022-12-31	Dec 31, 2022	Jan 3, 2023	ST PAUL, MN	Firm change

Relationships

Registered with (4)

→ S••••••• I••••••••• A•••••••• I•••Registered adviserregistration: current employment
Jan 3, 2023 to presentfactForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 19, 2022 to Dec 31, 2022factForm ADV
→ O••••••••• S••••••••• I•••Registered adviserregistration: previous registration
May 1, 2017 to Aug 5, 2022factForm ADV
→ P•••••••• S••••••••• I•••

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 5, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:932ee935-a01b-1395-750b-f0baef9a001a
First observed: Jan 17, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.