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Advisor at LPL FINANCIAL LLC
CADILLAC, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 26, 2024 | n/a | yes | CADILLAC, MI | Current employment |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Apr 1, 2011 | Jun 12, 2020 | no | Cadillac, MI|CADILLAC, MI|CADILLAC, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | LPL FINANCIAL LLC | Jun 12, 2020 | Sep 26, 2024 | 1,567 | Firm change after gap | Ibd to ibd |