DFX Intelligence

P••• E••••• F•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

P••• E••••• F•••••••••

Advisor at N•••••••• P••••••• A••••••••• I•••

GARDNER, MA | BEDFORD, NH

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Search this name across graphsid dfx:ria:933a3229-8839-5db1-5bfe-7a2d5736d776

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 24, 1986 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• P••••••• A••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 24, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• P••••••• A••••••••• I•••	Independent wealth	Dec 6, 2023	n/a	yes	GARDNER, MA\|BEDFORD, NH	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 3, 2006	n/a	yes	GARDNER, MA	Current employment

Relationships

Registered with (2)

→ N•••••••• P••••••• A••••••••• I•••Registered adviserregistration: current employment
Dec 6, 2023 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
May 3, 2006 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:933a3229-8839-5db1-5bfe-7a2d5736d776
First observed: Jan 24, 1986
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.