DFX Intelligence
Reading the graph
Reading the graph
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Advisor at K•• W••••• A•••••••
SPRINGFIELD, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K•• W••••• A••••••• | Independent wealth | Aug 23, 2024 | n/a | yes | SPRINGFIELD, IL | Current employment |
| B••••••••• S•••••••• W•••••• L•• | Former SEC adviser | Dec 19, 2014 | Oct 13, 2016 | no | ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••••••••• S•••••••• W•••••• L•• | K•• W••••• A••••••• | Oct 13, 2016 | Aug 23, 2024 | 2,871 | Firm change after gap | Other |
| B•• H••••• F•••••••• A•••••••• I•• | B••••••••• S•••••••• W•••••• L•• | Nov 17, 2014 | Dec 19, 2014 |
| B•• H••••• F•••••••• A•••••••• I•• | Former SEC adviser | Dec 19, 2012 | Nov 17, 2014 | no | ST LOUIS, MO | Previous registration |
| N•• E•••••• S••••••••• C••••••••• | Former SEC adviser | Dec 16, 2010 | Dec 18, 2012 | no | ST. LOUIS, MO | Previous registration |
| 32 |
| Firm change |
| Other |
| N•• E•••••• S••••••••• C••••••••• | B•• H••••• F•••••••• A•••••••• I•• | Dec 18, 2012 | Dec 19, 2012 | 1 | Firm change | Other |