DFX Intelligence

S•••• E••••• T••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

S•••• E••••• T••••

Advisor at T•• C•••••• P•••••••• L••

LITTLE ROCK, AR

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Search this name across graphsid dfx:ria:934155b2-45a1-b76b-1d85-f41c4e5fadcc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 1, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• C•••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 12, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• C•••••• P•••••••• L••	Independent wealth	Jul 1, 2025	n/a	yes	LITTLE ROCK, AR	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Feb 13, 2013	Jul 1, 2025	no	LITTLE ROCK, AR\|Little Rock, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	T•• C•••••• P•••••••• L••	Jul 1, 2025	Jul 1, 2025	0	Firm change	Ibd to new firm
M••••• K••••• • C••••••• L••	R•••••• J•••• • A••••••••• I•••	Feb 13, 2013	Feb 13, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
705:335750:AR:2025-07-01	Jul 1, 2025	Jul 1, 2025	LITTLE ROCK, AR	Firm change

Relationships

Registered with (3)

→ T•• C•••••• P•••••••• L••Registered adviserregistration: current employment
Jul 1, 2025 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Feb 13, 2013 to Jul 1, 2025factForm ADV
→ M••••• K••••• • C••••••• L••Registered adviserregistration: previous registration
Mar 1, 1996 to Feb 13, 2013factForm ADV

Dated events

Occurred
Jul 1, 2025
Advisor changed firm
S•••• E••••• T•••• left R•••••• J•••• • A••••••••• I••• for T•• C•••••• P•••••••• L•• (registered 2025-07-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:934155b2-45a1-b76b-1d85-f41c4e5fadcc
First observed: Mar 1, 1996
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.