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RIA / WealthAdvisor26 years in industry

KATHERINE ADAMS

Advisor at SUMMIT WEALTH GROUP LLC

EXETER, NH

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Search this name across graphsid dfx:ria:934277c5-8d34-0e8a-62fa-3146bea6dd8e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 8, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SUMMIT WEALTH GROUP LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 5, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 5, 2000
First registration: Aug 8, 2000
Dual registered: no
IAPD individual key: 4171657

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SUMMIT WEALTH GROUP LLC	Independent wealth	Jan 1, 2025	n/a	yes	EXETER, NH	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Sep 6, 2012	Jan 26, 2016	no	WHITE RIVER JUNCTION, VT	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Nov 10, 2011	no	Hanover, NH	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	LEBANON, NH	Previous registration
MORGAN STANLEY DW INC.	n/a	Aug 8, 2000	Apr 2, 2007	no	WEST LEBANON, NH\|WEST LEBANON, NH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	SUMMIT WEALTH GROUP LLC	Jan 26, 2016	Jan 1, 2025	3,263	Firm change after gap	Other
MORGAN STANLEY	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Nov 10, 2011	Sep 6, 2012	301	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
134139:282205:VT:2016-01-26	Jan 26, 2016	Jan 1, 2025	WHITE RIVER JUNCTION, VT	Firm change after gap

Relationships

Registered with (5)

→ SUMMIT WEALTH GROUP LLCRegistered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Sep 6, 2012 to Jan 26, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Nov 10, 2011factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Aug 8, 2000 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.