DFX Intelligence

A•••••• J•••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist19 years in industry

A•••••• J•••• W••••••

Advisor at A•••••• P••••••• P•••••••• I•••

Grand Forks, ND

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Search this name across graphsid dfx:ria:934cdda2-5f37-6c10-3625-cb27d4797868

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 2, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• P••••••• P•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• P••••••• P•••••••• I•••	Bd affiliated wealth	Jul 2, 2026	n/a	yes	Grand Forks, ND	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 10, 2026	Jul 9, 2026	no	Grand Forks, ND

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	A•••••• P••••••• P•••••••• I•••	Jul 9, 2026	Jul 2, 2026	-7	Firm change	Ibd to ibd
A•••••• P••••••• P•••••••• I•••	C••••• I••••••••• A••••••• L••	Sep 9, 2024	Jun 10, 2026

Team moves

••• Locked

Team	Left	Joined	From	Kind
105644:106237:ND:2026-07-09	Jul 9, 2026	Jul 2, 2026	GRAND FORKS, ND	Firm change

Relationships

Registered with (2)

→ A•••••• P••••••• P•••••••• I•••Registered adviserregistration: previous registration
Oct 2, 2023 to Sep 9, 2024factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 10, 2026 to Jul 9, 2026factForm ADV

Dated events

Occurred
Jul 9, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Sep 9, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:934cdda2-5f37-6c10-3625-cb27d4797868
First observed: Oct 2, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.