DFX Intelligence

B•••• K•••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

B•••• K•••• L•••••

Advisor at C••••••••• S••••••••• L••

OVERLAND PARK, KS | CINCINNATI, OH

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Search this name across graphsid dfx:ria:93558b84-1591-6256-0e25-6ef445c65a69

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 7, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 10, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• S••••••••• L••	Bd affiliated wealth	Sep 2, 2021	n/a	yes	OVERLAND PARK, KS\|CINCINNATI, OH\|OVERLAND PARK, KS	Current employment
C••••• A••••••• L••	Former SEC adviser	Jan 1, 2004	Sep 8, 2021	no	GREENWOOD VILLAGE, CO\|CINCINNATI, OH\|CINCINNATI, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	C••••••••• S••••••••• L••	Sep 8, 2021	Sep 2, 2021	-6	Firm change	Ibd to ibd
V••••• S••••••••• C•••••••••	C••••• A••••••• L••	Jan 1, 2004	Jan 1, 2004

Relationships

Registered with (3)

→ C••••••••• S••••••••• L••Registered adviserregistration: current employment
Sep 2, 2021 to presentfactForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Jan 1, 2004 to Sep 8, 2021factForm ADV
→ V••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Dec 7, 1999 to Jan 1, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93558b84-1591-6256-0e25-6ef445c65a69
First observed: Dec 7, 1999
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.