DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at C•••••• W•••••• L••
LEHI, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• W•••••• L•• | Independent wealth | Aug 26, 2026 | n/a | yes | LEHI, UT | Current employment |
| M••••• S•••••• | Wirehouse | Dec 17, 2024 | Aug 21, 2026 | no | Sandy, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | C•••••• W•••••• L•• | Aug 21, 2026 | Aug 26, 2026 | 5 | Firm change | Wirehouse to RIA |
| F••••••• P••••••• A•• W•••••••• A••••••• | M••••• S•••••• | Dec 16, 2024 | Dec 17, 2024 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 288590:149777:UT:2024-12-16 | Dec 16, 2024 | Dec 17, 2024 | AMERICAN FORK, UT | Firm change |
| Former SEC adviser |
| Dec 5, 2022 |
| Dec 16, 2024 |
| no |
| AMERICAN FORK, UT |
| Previous registration |
| 1 |
| Firm change |
| Ibd to wirehouse |