DFX Intelligence
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Reading the graph
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Advisor at P•••••••• W•••••
PALM BEACH GARDENS, FL | MADISON, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••••••• W••••• | Independent wealth | Dec 8, 2020 | n/a | yes | MADISON, CT|PALM BEACH GARDENS, FL | Current employment |
| N•••••••• W••••• P••••••• L•• | Former SEC adviser | Jun 9, 2014 | Feb 10, 2021 | no | WEST HARTFORD, CT|Old Saybrook, CT|Old Saybrook, CT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N•••••••• W••••• P••••••• L•• | P•••••••• W••••• | Feb 10, 2021 | Dec 8, 2020 | -64 | Firm change after gap | RIA to RIA |
| L•• F•••••••• L•• | N•••••••• W••••• P••••••• L•• | Jan 25, 2016 | Jun 9, 2014 |
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 10, 2013 | Jan 25, 2016 | no | OLD SAYBROOK, CT|WEST HARTFORD, CT | Previous registration |
| E•••• F•••••••• S•••••••• I••• | Independent wealth | Nov 25, 2003 | Aug 5, 2013 | no | E••••, CT|E••••, CT | Previous registration |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | Jan 26, 1999 | Nov 19, 2003 | no | E••••, CT | Previous registration |
| -595 |
| Firm change after gap |
| Other |
| E•••• F•••••••• S•••••••• I••• | L•• F•••••••• L•• | Aug 5, 2013 | Jul 10, 2013 | -26 | Firm change | Other |
| R•••••• J•••• F•••••••• S•••••••• I••• | E•••• F•••••••• S•••••••• I••• | Nov 19, 2003 | Nov 25, 2003 | 6 | Firm change | Other |