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Advisor at HEMMING& WEALTH MANAGEMENT, INC.
TRAVERSE CITY, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HEMMING& WEALTH MANAGEMENT, INC. | Independent wealth | Jan 2, 2025 | n/a | yes | TRAVERSE CITY, MI | Current employment |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Jan 7, 2015 | May 6, 2019 | no | TRAVERSE CITY, MI | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Mar 21, 2013 | Jan 5, 2015 | no | TRAVERSE CITY, MI | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Sep 24, 2010 | Jan 2, 2013 | no | TRAVERSE CITY, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAGEPOINT FINANCIAL, INC. | HEMMING& WEALTH MANAGEMENT, INC. | May 6, 2019 | Jan 2, 2025 | 2,068 | Firm change after gap | Ibd to RIA |
| OSAIC FA, INC. | SAGEPOINT FINANCIAL, INC. | Jan 5, 2015 | Jan 7, 2015 | 2 | Firm change | Other |
| WELLS FARGO ADVISORS | OSAIC FA, INC. | Jan 2, 2013 | Mar 21, 2013 | 78 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 133763:300918:MI:2019-05-06 | May 6, 2019 | Jan 2, 2025 | TRAVERSE CITY, MI | Firm change after gap |