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Advisor at LPL FINANCIAL LLC
FARGO, ND
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 22, 2021 | n/a | yes | FARGO, ND | Current employment |
| ICA GROUP WEALTH MANAGEMENT, LLC | Former SEC adviser | Apr 6, 2022 | Aug 30, 2024 | no | Fargo, ND|DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ICA GROUP WEALTH MANAGEMENT, LLC | n/a | Aug 30, 2024 | n/a | n/a | Departure no registered destination | Departure |