DFX Intelligence

Data Factory

C•••••••• M••• Z•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

C•••••••• M••• Z•••

Advisor at C••••• I••••••••• A••••••• L••

CHASKA, MN | MINNETONKA, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:93600edc-c6dc-2609-956f-35265cd62e18

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 12, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 29, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 29, 2023	n/a	yes	MINNETONKA, MN\|CHASKA, MN	Current employment
A••••••••• W••••• P•••••••	Independent wealth	Aug 3, 2020	Nov 11, 2025	no	Minnetonka, MN\|Maple Grove, MN\|MINNETONKA, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• W••••• P•••••••	C••••• I••••••••• A••••••• L••	Nov 11, 2025	Jun 29, 2023	-866	Firm change after gap	RIA to ibd
L•• F•••••••• L••	A••••••••• W••••• P•••••••	Jul 24, 2020	Aug 3, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
113074:105644:MN:2025-11-11	Nov 11, 2025	Jun 29, 2023	MINNETONKA, MN	Firm change after gap

Relationships

Registered with (4)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ A••••••••• W••••• P•••••••Registered adviserregistration: previous registration
Aug 3, 2020 to Nov 11, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 29, 2017 to Jul 24, 2020factForm ADV
→ I••••••••• C•••••• O• A••••••• I•••

Dated events

Occurred
Nov 11, 2025
Advisor changed firm
C•••••••• M••• Z••• left A••••••••• W••••• P••••••• for C••••• I••••••••• A••••••• L•• (registered 2023-06-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93600edc-c6dc-2609-956f-35265cd62e18
First observed: Jan 12, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.