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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Erik Stevens

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Smithtown, NY

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Search this name across graphsid dfx:ria:93621a8b-9e22-a5da-ee25-9b772483b437

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Sep 15, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Nov 6, 2014
First registration: Sep 15, 2021
Dual registered: yes, broker-dealer
Other names: Erik Robert Stevens|ERIK R STEVENS
IAPD individual key: 6379111

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jun 21, 2024	n/a	yes	Smithtown, NY	Current employment
RVW WEALTH LLC	Independent wealth	Jun 19, 2023	Oct 16, 2023	no	Mastic, NY\|LOS ANGELES, CA	Previous registration
CITI PRIVATE ADVISORY, LLC	Former SEC adviser	Jan 26, 2022	Oct 31, 2022	no	Long Island City, NY\|New York, NY\|New York, NY\|Long Island City, NY\|New York, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Sep 15, 2021	Oct 31, 2022	no	New York, NY\|NEW YORK, NY\|Long Island City, NY\|New York, NY\|Long Island City, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RVW WEALTH LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Oct 16, 2023	Jun 21, 2024	249	Firm change	RIA to ibd
CITI PRIVATE ADVISORY, LLC	RVW WEALTH LLC	Oct 31, 2022	Jun 19, 2023	231	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	CITI PRIVATE ADVISORY, LLC	Oct 31, 2022	Jan 26, 2022	-278	Channel change	Other

Relationships

Registered with (4)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Jun 21, 2024 to presentfactForm ADV
→ RVW WEALTH LLCRegistered adviserregistration: previous registration
Jun 19, 2023 to Oct 16, 2023factForm ADV
→ CITI PRIVATE ADVISORY, LLCRegistered adviserregistration: previous registration
Jan 26, 2022 to Oct 31, 2022factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Sep 15, 2021 to Oct 31, 2022factForm ADV

Dated events

Occurred
Oct 16, 2023
Advisor changed firm
Erik Stevens left Rvw Wealth Llc for Raymond James Financial Services Advisors, Inc (registered 2024-06-21)
Form ADVobserved 6 days ago
Occurred
Oct 31, 2022
Advisor changed firm
Erik Stevens left Citi Private Advisory, Llc for Rvw Wealth Llc (registered 2023-06-19)
Form ADVobserved 6 days ago