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M••• R••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

M••• R••••• S••••••••

Advisor at A••• A••••••• P•••••••

NEW YORK, NY | Birmingham, MI

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Search this name across graphsid dfx:ria:93692022-1224-a5d9-67a7-5b72fe4cb9df

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 2
Observed: May 29, 2025 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

M••• R••••• S••••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

M••• R••••• S••••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• P•••••••	Bd affiliated wealth	Jul 2, 2025	n/a	yes	Birmingham, MI\|NEW YORK, NY	Current employment
S•••••••• I••••••••• A•••••••• L••	Former SEC adviser	May 29, 2025	Jul 11, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• I••••••••• A•••••••• L••	A••• A••••••• P•••••••	Jul 11, 2025	Jul 2, 2025	-9	Firm change	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
169114:133535:MI:2025-06-30	Jul 11, 2025	Jul 2, 2025	BIRMINGHAM, MI	Firm change

Relationships

Registered with (2)

→ A••• A••••••• P•••••••Registered adviserregistration: current employment
Jul 2, 2025 to presentfactForm ADV
→ S•••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
May 29, 2025 to Jul 11, 2025factForm ADV

Dated events

Occurred
Jul 11, 2025
Advisor changed firm
M••• R••••• S•••••••• left S•••••••• I••••••••• A•••••••• L•• for A••• A••••••• P••••••• (registered 2025-07-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93692022-1224-a5d9-67a7-5b72fe4cb9df
First observed: May 29, 2025
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.