DFX Intelligence

P•••••• J• K••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

P•••••• J• K••••••••

Advisor at W•••• F•••• A•••••••

VERO BEACH, FL | PARAMUS, NJ

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Search this name across graphsid dfx:ria:936c7fb3-8038-581f-6be1-c4f663e584aa

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 1, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Oct 26, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Dec 9, 2016	n/a	yes	PARAMUS, NJ\|VERO BEACH, FL	Current employment
P••• A••••• S••••••••• L••	Bd affiliated wealth	Oct 16, 2014	Feb 4, 2016	no	PARAMUS, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• A••••• S••••••••• L••	W•••• F•••• A•••••••	Feb 4, 2016	Dec 9, 2016	309	Firm change	Other
M••••• S••••••	P••• A••••• S••••••••• L••	Nov 5, 2012	Oct 16, 2014

Relationships

Registered with (4)

→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Nov 1, 2005 to May 30, 2007factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 16, 2014 to Feb 4, 2016factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Nov 5, 2012factForm ADV
→ M••••• S•••••• • C•• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:936c7fb3-8038-581f-6be1-c4f663e584aa
First observed: Nov 1, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.