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J•••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

J•••• S•••••

Advisor at I•••••••• F•••••••• P•••••••

NAPERVILLE, IL | COLLIERVILLE, TN

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Search this name across graphsid dfx:ria:936dbefb-413e-e796-4aaf-ef59ffbf26b3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 20, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• F•••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• F•••••••• P•••••••	Independent wealth	May 18, 2026	n/a	yes	NAPERVILLE, IL\|COLLIERVILLE, TN	Current employment
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Nov 1, 2024	Dec 26, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• A•••••• N••••••• L••	T••••••• I••••••••• M••••••••• I•••	Jun 17, 2026	Nov 1, 2024	-593	Channel change	Ibd to ibd
T••••••• I••••••••• M••••••••• I•••	I•••••••• F•••••••• P•••••••	Dec 26, 2024

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
18387:304569:IL:2020-09-23	Sep 23, 2020	Sep 15, 2020	NAPERVILLE, IL	Firm change

Relationships

Registered with (3)

→ I•••••••• F•••••••• P•••••••Registered adviserregistration: current employment
May 18, 2026 to presentfactForm ADV
→ T••••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Sep 15, 2020 to Jun 17, 2026factForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 1, 2024 to Dec 26, 2024factForm ADV

Dated events

Occurred
Dec 26, 2024
A•••••• firm change
J•••• S••••• left T••••••• I••••••••• M••••••••• I••• for I•••••••• F•••••••• P••••••• (registered 2026-05-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:936dbefb-413e-e796-4aaf-ef59ffbf26b3
First observed: Jun 20, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.