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Reading the graph
Advisor at MORGAN STANLEY
Denver, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Sep 5, 2023 | n/a | yes | Denver, CO | Current employment |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Dec 2, 2011 | Sep 5, 2023 | no | DENVER, CO|ARLINGTON, VA|Centennial, CO|Denver, CO|Denver, CO|Greenwood Village, CO | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | May 1, 2006 | Nov 22, 2011 | no | ENGLEWOOD, CO|ENGLEWOOD, CO|ENGLEWOOD, CO|ENGLEWOOD, CO|ENGLEWOOD, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E*TRADE CAPITAL MANAGEMENT, LLC | MORGAN STANLEY | Sep 5, 2023 | Sep 5, 2023 | 0 | Bulk transfer | RIA to wirehouse |
| CHARLES SCHWAB & CO., INC. | E*TRADE CAPITAL MANAGEMENT, LLC | Nov 22, 2011 | Dec 2, 2011 | 10 | Firm change | Other |