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V••••• J••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

V••••• J••••• M••••

Advisor at F••••• I•••••••• G••••

Newport, RI | WESTBOROUGH, MA

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Search this name across graphsid dfx:ria:93738b8c-6659-6bac-7f12-da4d0b10abe5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 4, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• I•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 16, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• I•••••••• G••••	Independent wealth	Nov 9, 2021	n/a	yes	Newport, RI\|WESTBOROUGH, MA	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Nov 15, 2016	Mar 7, 2022	no	WESTBOROUGH, MA\|AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	F••••• I•••••••• G••••	Mar 7, 2022	Nov 9, 2021	-118	Firm change after gap	Ibd to new firm
N•• A•••••• S•••••••• L••	K••••• A••••••• S•••••••• L••	Sep 22, 2016	Nov 15, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
283330:315131:TX:2022-03-07	Mar 7, 2022	Nov 9, 2021	AUSTIN, TX	Firm change after gap

Relationships

Registered with (4)

→ F••••• I•••••••• G••••Registered adviserregistration: current employment
Nov 9, 2021 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 15, 2016 to Mar 7, 2022factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 18, 2016 to Sep 22, 2016factForm ADV
→ W••••••• E•••• • C••••••• I•••

Dated events

Occurred
Mar 7, 2022
A•••••• firm change
V••••• J••••• M•••• left K••••• A••••••• S•••••••• L•• for F••••• I•••••••• G•••• (registered 2021-11-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93738b8c-6659-6bac-7f12-da4d0b10abe5
First observed: Feb 4, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.