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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 10b 100b

EVERETT HARRIS & CO

CRD 106830

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:937622b1-39de-af15-ba71-760ffdb6c2d5

Data as of Mar 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 3
On other graphs: 0
Observed: Mar 29, 2012 to Mar 9, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $12BItem 5.F on the latest filing (2026-03-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $11B
Private client RAUM: $11BderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor: $1.2Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 18
Advisory employees: 13
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 1,794
Individual clients: 718
Custody, client assets: $574M
SEC number: 801-853
CIK: 1009254
CRD: 106830
Filings on the tape: 24
First filed: Mar 29, 2012
Latest filed: Mar 9, 2026
Organised: Corporation, CA
Website: everettharris.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID ADAIR CLARK	Chartered Financial Analyst	LOS ANGELES, CA	29	39	n/a	no
JAMES DOUGLAS WARD	Chartered Financial Analyst	LOS ANGELES, CA	29	44	n/a	no
OLIVER NORTHCOTE CRARY	Chartered Financial Analyst	Mission Viejo, CA	29	54	n/a	no
ROBERT W. SPEIDEL	Chartered Financial Analyst	MCLEAN, VA	23	24	n/a	no
MARK ANDREW FOUNDOS	Chartered Financial Analyst	Mission Viejo, CA	21	28	n/a	no
JOHN CHRISTIAN APRILL	Chartered Financial Analyst	Charlotte, NC	13	14	n/a	no
DEBORAH COLE GRIFFITH	Chartered Financial Analyst	Mission Viejo, CA	9	28	n/a	no
Monica Liliane Baier	Chartered Financial Analyst	LOS ANGELES, CA	6	18	n/a	no
KWANG HWI NO	Chartered Financial Analyst	LOS ANGELES, CA	6	17	n/a	no
ELIZABETH ROSE MARGALIS	Chartered Financial Analyst	Mission Viejo, CA \| LOS ANGELES, CA	6	16	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CLARK, DAVID, ADAIR	PRESIDENT & CHIEF COMPLIANCE OFFICER	B	yes	01/2005	Mar 9, 2026	Mar 9, 2026
CRARY, OLIVER, NORTHCOTE	CHAIRMAN & CEO	B	yes	12/1992	Mar 9, 2026	Mar 9, 2026
WARD, JAMES, DOUGLAS	CIO & CFO	B	yes	12/1992	Mar 9, 2026	Mar 9, 2026
SPEIDEL, ROBERT, W.	DIRECTOR OF RESEARCH	B	no	04/2003	Mar 9, 2026	Mar 9, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
MISSION VIEJO	CA	United States	4	no
Charlotte	Nc	United States	1	no
Mclean	Va	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 9, 2026	$12B	$11B	18	13	3	n/a	n/a
2024	Feb 6, 2025	$11B	$11B	18	13	3	n/a	n/a
2023	Feb 26, 2024	$10B	$9.7B	18	13	3	n/a	n/a
2022	Mar 10, 2023	$8.7B	$8.4B	18	13	3	n/a	n/a
2021	Mar 10, 2022	$10B	$9.8B	18	13	3	n/a	n/a
2020	Mar 29, 2021	$9.0B	$8.6B	18	13	3	n/a	n/a
2019	Mar 18, 2020	$8.0B	$7.9B	22	15	3	n/a	n/a
2018	Mar 28, 2019	$6.9B	$6.7B	22	15	3	n/a	n/a
2017	Mar 20, 2018	$7.2B	$7.1B	19	15	3	n/a	n/a
2016	Mar 21, 2017	$6.8B	$5.8B	19	13	n/a	n/a	n/a
2015	Mar 23, 2016	$6.8B	$5.8B	18	11	n/a	n/a	n/a
2014	Mar 26, 2015	$6.7B	$5.7B	18	11	n/a	n/a	n/a
2013	Mar 27, 2014	$6.4B	$5.6B	18	11	n/a	n/a	n/a
2012	Mar 22, 2013	$5.9B	$5.1B	17	10	n/a	n/a	n/a
2011	Mar 29, 2012	$5.6B	$4.8B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$12B	$11B	5.8%	$8.7B	9.7%	18	18	3	3

Relationships

Registered with (11)

← ELIZABETH ROSE MARGALISAdvisorregistration: current employment
Sep 10, 2020 to presentfactForm ADV
← Monica Liliane BaierAdvisorregistration: current employment
Jun 24, 2020 to presentfactForm ADV
← KWANG HWI NOAdvisorregistration: current employment
Jun 24, 2020 to presentfactForm ADV
← DEBORAH COLE GRIFFITHAdvisorregistration: current employment
Jun 9, 2017 to presentfactForm ADV
← JOHN CHRISTIAN APRILLAdvisorregistration: current employment
Nov 28, 2012 to presentfactForm ADV
← MARK ANDREW FOUNDOSAdvisorregistration: current employment
Mar 30, 2005 to presentfactForm ADV
← ROBERT W. SPEIDELAdvisorregistration: current employment
Oct 29, 2002 to presentfactForm ADV
← DAVID ADAIR CLARKAdvisorregistration: current employment
Jul 8, 1997 to presentfactForm ADV
← JAMES DOUGLAS WARDAdvisorregistration: current employment
Jul 8, 1997 to presentfactForm ADV
← OLIVER NORTHCOTE CRARYAdvisorregistration: current employment
Jul 8, 1997 to presentfactForm ADV
← ANGELA B. SIMMONSAdvisorregistration: previous registration
Oct 29, 2002 to Mar 3, 2021factForm ADV

Controls (3)

← CLARK, DAVID, ADAIROwnerPRESIDENT & CHIEF COMPLIANCE OFFICER, ownership code B, individual
Mar 29, 2012 to Oct 29, 2024factForm ADV
← WARD, JAMES, DOUGLASOwnerCIO & CFO, ownership code B, individual
Mar 29, 2012 to Oct 29, 2024factForm ADV
← CRARY, OLIVER, NORTHCOTEOwnerCHAIRMAN & CEO, ownership code B, individual
Mar 29, 2012 to Oct 29, 2024factForm ADV

Owns (1)

← SPEIDEL, ROBERT, W.OwnerDIRECTOR OF RESEARCH, ownership code B, individual
Mar 29, 2012 to Oct 29, 2024factForm ADV

Dated events

Occurred
Mar 9, 2026
Advisor headcount changed
Everett Harris & Co reported 0 state-registered advisory representatives, down from 10 (2025-02-06 to 2026-03-09)
Form ADVobserved 5 days ago
-10 IARS
Occurred
Mar 18, 2020
Control person left
Duane Tom Beck (Chief Compliance Officer) no longer on Schedule A of Everett Harris & Co (listed 2019-11-06, absent 2020-03-18)
Form ADVobserved 5 days ago
Occurred
Mar 28, 2019
Control person joined
Duane Tom Beck (Chief Compliance Officer) appeared on Schedule A of Everett Harris & Co
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:937622b1-39de-af15-ba71-760ffdb6c2d5
First observed: Mar 29, 2012
Last observed: Mar 9, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EVERETT HARRIS & CO

CRD 106830

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:937622b1-39de-af15-ba71-760ffdb6c2d5

Data as of Mar 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID ADAIR CLARK

Chartered Financial Analyst

LOS ANGELES, CA

n/a

JAMES DOUGLAS WARD

Chartered Financial Analyst

LOS ANGELES, CA

n/a

OLIVER NORTHCOTE CRARY

Chartered Financial Analyst

Mission Viejo, CA

n/a

ROBERT W. SPEIDEL

Chartered Financial Analyst

MCLEAN, VA

n/a

MARK ANDREW FOUNDOS

Chartered Financial Analyst

Mission Viejo, CA

n/a

JOHN CHRISTIAN APRILL

Chartered Financial Analyst

Charlotte, NC

n/a

DEBORAH COLE GRIFFITH

Chartered Financial Analyst

Mission Viejo, CA

n/a

Monica Liliane Baier

Chartered Financial Analyst

LOS ANGELES, CA

n/a

KWANG HWI NO

Chartered Financial Analyst

LOS ANGELES, CA

n/a

ELIZABETH ROSE MARGALIS

Chartered Financial Analyst

Mission Viejo, CA | LOS ANGELES, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CLARK, DAVID, ADAIR

PRESIDENT & CHIEF COMPLIANCE OFFICER

yes

01/2005

Mar 9, 2026

CRARY, OLIVER, NORTHCOTE

CHAIRMAN & CEO

yes

12/1992

Mar 9, 2026

WARD, JAMES, DOUGLAS

CIO & CFO

yes

12/1992

Mar 9, 2026

SPEIDEL, ROBERT, W.

DIRECTOR OF RESEARCH

04/2003

Mar 9, 2026

City

State

Country

Employees

Also broker-dealer

MISSION VIEJO

United States

Charlotte

United States

Mclean

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 9, 2026

$12B

$11B

n/a

2024

Feb 6, 2025

$11B

n/a

2023

Feb 26, 2024

$10B

$9.7B

n/a

2022

Mar 10, 2023

$8.7B

$8.4B

n/a

2021

Mar 10, 2022

$10B

$9.8B

n/a

2020

Mar 29, 2021

$9.0B

$8.6B

n/a

2019

Mar 18, 2020

$8.0B

$7.9B

n/a

2018

Mar 28, 2019

$6.9B

$6.7B

n/a

2017

Mar 20, 2018

$7.2B

$7.1B

n/a

2016

Mar 21, 2017

$6.8B

$5.8B

n/a

2015

Mar 23, 2016

$6.8B

$5.8B

n/a

2014

Mar 26, 2015

$6.7B

$5.7B

n/a

2013

Mar 27, 2014

$6.4B

$5.6B

n/a

2012

Mar 22, 2013

$5.9B

$5.1B

n/a

2011

Mar 29, 2012

$5.6B

$4.8B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$12B

$11B

5.8%

$8.7B

9.7%