DFX Intelligence

Data Factory

RIA / WealthAdvisorChartered Financial Consultant21 years in industry

SCOTT JAMES JACOB

Advisor at ALPHASTAR CAPITAL MANAGEMENT

CORNELIUS, NC | Milford, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:937873ef-798e-49ac-3558-ef3b65de5a43

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 14, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALPHASTAR CAPITAL MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 24, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Consultant
Exams: S63
First exam: Sep 24, 2004
First registration: May 14, 2013
Dual registered: no
Other names: SCOTT J JACOB
IAPD individual key: 4628123

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALPHASTAR CAPITAL MANAGEMENT	Independent wealth	Jul 2, 2020	n/a	yes	CORNELIUS, NC\|Milford, CT	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 20, 2017	Jun 15, 2020	no	MILFORD, CT\|Milford, CT\|PHOENIX, AZ	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Jul 28, 2014	Dec 12, 2016	no	MILFORD, CT\|NEW HAVEN, CT	Previous registration
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	May 14, 2013	Jun 19, 2014	no	FRAMINGHAM, MA\|MILFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	ALPHASTAR CAPITAL MANAGEMENT	Jun 15, 2020	Jul 2, 2020	17	Firm change	Ibd to RIA
PARK AVENUE SECURITIES LLC	MML INVESTORS SERVICES, LLC	Dec 12, 2016	Mar 20, 2017	98	Firm change	Other
ONEAMERICA SECURITIES, INC.	PARK AVENUE SECURITIES LLC	Jun 19, 2014	Jul 28, 2014	39	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
46173:10409:CT:2016-12-12	Dec 12, 2016	Mar 20, 2017	NEW HAVEN, CT	Firm change

Relationships

Registered with (4)

→ ALPHASTAR CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Jul 2, 2020 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 20, 2017 to Jun 15, 2020factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Jul 28, 2014 to Dec 12, 2016factForm ADV
→ ONEAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
May 14, 2013 to Jun 19, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:937873ef-798e-49ac-3558-ef3b65de5a43
First observed: May 14, 2013
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SCOTT JAMES JACOB

Advisor at ALPHASTAR CAPITAL MANAGEMENT

CORNELIUS, NC | Milford, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:937873ef-798e-49ac-3558-ef3b65de5a43

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:54 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

ALPHASTAR CAPITAL MANAGEMENT

Independent wealth

Jul 2, 2020

n/a

yes

CORNELIUS, NC|Milford, CT

Current employment

MML INVESTORS SERVICES, LLC

Bd affiliated wealth

Mar 20, 2017

Jun 15, 2020

MILFORD, CT|Milford, CT|PHOENIX, AZ

Previous registration

PARK AVENUE SECURITIES LLC

Bd affiliated wealth

Jul 28, 2014

Dec 12, 2016

MILFORD, CT|NEW HAVEN, CT

Previous registration

ONEAMERICA SECURITIES, INC.

Bd affiliated wealth

May 14, 2013

Jun 19, 2014

FRAMINGHAM, MA|MILFORD, CT

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MML INVESTORS SERVICES, LLC

ALPHASTAR CAPITAL MANAGEMENT

Jun 15, 2020

Jul 2, 2020

Firm change

Ibd to RIA

PARK AVENUE SECURITIES LLC

MML INVESTORS SERVICES, LLC

Dec 12, 2016

Mar 20, 2017

Firm change

Other

ONEAMERICA SECURITIES, INC.

PARK AVENUE SECURITIES LLC

Jun 19, 2014

Jul 28, 2014

Firm change

Other

Team

Left

Joined

From

Kind

46173:10409:CT:2016-12-12

Dec 12, 2016

Mar 20, 2017

NEW HAVEN, CT

Firm change