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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

ANN MARIE MCRILEY

Advisor at UBS FINANCIAL SERVICES INC.

Broken Arrow, OK | TULSA, OK | LAKE OSWEGO, OR

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Search this name across graphsid dfx:ria:93987fb3-c5e6-d8d7-ba57-9160bd6705d2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UBS FINANCIAL SERVICES INC.
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 25, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Aug 25, 1998
First registration: Mar 28, 2003
Dual registered: yes, broker-dealer
Other names: ANN MARIE CHURCH|ANN MARIE GEIST|ANN MARIE GEIST|ANN MARIE MCRILEY|ANN MCRILEY|ANN MARIE MCRILEY|ANN MARIE MCRILEY|ANN MARIE MCRILEY
IAPD individual key: 2254650

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 11, 2019	n/a	yes	LAKE OSWEGO, OR\|TULSA, OK\|Broken Arrow, OK	Current employment
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 1, 2010	Feb 23, 2012	no	MILWAUKIE, OR\|MILWAUKIE, OR\|CANBY, OR\|CANBY, OR\|WILSONVILLE, OR\|LAKE OSWEGO, OR\|PORTLAND, OR\|PORTLAND, OR\|PORTLAND, OR\|HILLSBORO, OR\|PORTLAND, OR	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jun 28, 2010	no	PORTLAND, OR	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	PORTLAND, OR	Previous registration
MORGAN STANLEY DW INC.	n/a	Jun 7, 2005	Apr 2, 2007	no	LAKE OSWEGO, OR\|PORTLAND, OR\|LAKE OSWEGO, OR	Previous registration
MORGAN STANLEY DW INC.	n/a	Mar 28, 2003	Jun 14, 2004	no	LAKE OSWEGO, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHASE INVESTMENT SERVICES CORP.	UBS FINANCIAL SERVICES INC.	Feb 23, 2012	Jul 11, 2019	2,695	Firm change after gap	Other
MORGAN STANLEY	CHASE INVESTMENT SERVICES CORP.	Jun 28, 2010	Jul 1, 2010	3	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (5)

→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: current employment
Jul 11, 2019 to presentfactForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 1, 2010 to Feb 23, 2012factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jun 28, 2010factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jun 7, 2005 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.