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Advisor at VIMA, LLC
TROY, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VIMA, LLC | Independent wealth | Jul 19, 2011 | n/a | yes | TROY, MI | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 6, 2009 | Jul 28, 2011 | no | LEONARD, MI|SOUTHFIELD, MI|LEONARD, MI | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Mar 20, 2009 | no | BIRMINGHAM, MI | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Aug 9, 2006 | Apr 2, 2007 | no | BIRMINGHAM, MI|BIRMINGHAM, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | VIMA, LLC | Jul 28, 2011 | Jul 19, 2011 | -9 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | LPL FINANCIAL LLC | Mar 20, 2009 | Apr 6, 2009 | 17 | Firm change | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |