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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

Vijay Krishnaswamy

Advisor at LPL FINANCIAL LLC

Completeness Check, NJ | KINGSTON, NJ | PRINCETON, NJ | MONMOUTH JUNCTION, NJ

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Search this name across graphsid dfx:ria:93af79a4-9bc6-625a-486b-3ac0645a6e01

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 16, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 21, 2018
First registration: Oct 16, 2018
Dual registered: yes, broker-dealer
IAPD individual key: 6703187

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 19, 2024	n/a	yes	Completeness Check, NJ\|MONMOUTH JUNCTION, NJ\|KINGSTON, NJ\|PRINCETON, NJ	Current employment
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Mar 23, 2020	Sep 20, 2024	no	AUSTIN, TX\|Monmouth Junction, NJ	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Apr 29, 2019	Mar 24, 2020	no	Warren, NJ	Previous registration
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Oct 16, 2018	Mar 28, 2019	no	Hicksville, NY\|AUSTIN, TX\|Hicksville, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA ADVISORY SERVICES, LLC	LPL FINANCIAL LLC	Sep 20, 2024	Sep 19, 2024	-1	Firm change	Ibd to ibd
MML INVESTORS SERVICES, LLC	KESTRA ADVISORY SERVICES, LLC	Mar 24, 2020	Mar 23, 2020	-1	Firm change	Ibd to ibd
KESTRA ADVISORY SERVICES, LLC	MML INVESTORS SERVICES, LLC	Mar 28, 2019	Apr 29, 2019	32	Firm change	Ibd to ibd

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Sep 19, 2024 to presentfactForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Mar 23, 2020 to Sep 20, 2024factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Apr 29, 2019 to Mar 24, 2020factForm ADV

Dated events

Occurred
Sep 20, 2024
Advisor changed firm
Vijay Krishnaswamy left Kestra Advisory Services, Llc for Lpl Financial Llc (registered 2024-09-19)
Form ADVobserved 6 days ago