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J••• A••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialist38 years in industry

J••• A••••• F•••••

Advisor at S••••• W••••• M•••••••••

Manassas, VA | ROCKFORD, IL

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Search this name across graphsid dfx:ria:93b127db-8d06-1947-e909-f12c09834b0e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 1
Observed: Jun 17, 2003 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

J••• A••••• F•••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 11, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• M•••••••••	Independent wealth	Jul 5, 2022	n/a	yes	Manassas, VA\|ROCKFORD, IL	Current employment
A•••••• W••••• A•••••••	Former SEC adviser	Aug 12, 2016	Jul 1, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• W••••• A•••••••	S••••• W••••• M•••••••••	Jul 1, 2022	Jul 5, 2022	4	Firm change	RIA to RIA
A••••••••• C••••••	A•••••• W••••• A•••••••	Mar 28, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
116360:107271:VA:2022-07-01	Jul 1, 2022	Jul 5, 2022	MANASSAS, VA	Firm change

Relationships

Registered with (3)

→ S••••• W••••• M•••••••••Registered adviserregistration: current employment
Jul 5, 2022 to presentfactForm ADV
→ A•••••• W••••• A•••••••Registered adviserregistration: previous registration
Aug 12, 2016 to Jul 1, 2022factForm ADV
→ A••••••••• C••••••Registered adviserregistration: previous registration
May 26, 2015 to Mar 28, 2017factForm ADV

Dated events

Occurred
Jul 1, 2022
Advisor changed firm
J••• A••••• F••••• left A•••••• W••••• A••••••• for S••••• W••••• M••••••••• (registered 2022-07-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93b127db-8d06-1947-e909-f12c09834b0e
First observed: Jun 17, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.