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CRD 170692
NASHUA, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ERIC SERIOJ BAZIL | n/a | NASHUA, NH | AMHERST, NH | 10 | 23 | 2 | yes |
| CHRISTOPHER JONG MANION | n/a | SOMERVILLE, MA | NASHUA, NH | 7 | 10 | n/a | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AL-ABDULKADER, ABDULAZIZ, M. | Owner | E | yes | 03/2017 | Mar 27, 2019 | Mar 15, 2024 |
| AMA US INVESTMENT HOLDINGS, LLC | Member | D | yes | 03/2017 | Mar 30, 2021 | Mar 15, 2024 |
| BAZIL, ERIC, SERIOJ | MANAGING MEMBER, OFFICER & CCO | D | yes | 09/2013 | Mar 27, 2019 | Mar 15, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $97.5M | $97.5M | 3 | 2 | 2 | n/a | n/a |
| 2024 | Mar 12, 2025 | $96.8M | $96.8M | 3 | 2 | 2 | n/a | n/a |
| 2023 | Mar 15, 2024 | $156M | $156M | 3 | 2 | 1 | n/a | n/a |
| 2022 | Mar 24, 2023 | $161M | $161M | 3 | 2 | 1 | n/a | n/a |
| 2021 | Mar 28, 2022 | $149M | $149M | 3 | 2 | 0 | n/a | n/a |
| 2020 | Mar 30, 2021 | $129M | $129M | 2 | 2 | 0 | n/a | n/a |
| 2019 | Mar 26, 2020 | $108M | $108M | 2 | 2 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $97.5M | $96.8M | 0.7% | $161M | -15.5% | 3 | 3 | 2 | 2 |