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Advisor at ARAX ADVISORY PARTNERS
NEW YORK, NY | Houston, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARAX ADVISORY PARTNERS | Bd affiliated wealth | Jul 19, 2026 | n/a | yes | Houston, TX|NEW YORK, NY | Current employment |
| U.S. CAPITAL WEALTH ADVISORS, LLC | Bd affiliated wealth | Jun 30, 2021 | Jul 21, 2026 | no | AUSTIN, TX | Previous registration |
| USCA RIA LLC | Former SEC adviser | Sep 7, 2011 | Jun 30, 2021 | no | HOUSTON, TX | Previous registration |
| SANDERS MORRIS LLC | Independent wealth | Apr 23, 2007 | Sep 8, 2011 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. CAPITAL WEALTH ADVISORS, LLC | ARAX ADVISORY PARTNERS | Jul 21, 2026 | Jul 19, 2026 | -2 | Bulk transfer | Ibd to ibd |
| USCA RIA LLC | U.S. CAPITAL WEALTH ADVISORS, LLC | Jun 30, 2021 | Jun 30, 2021 | 0 | Bulk transfer | Ibd to RIA |
| SANDERS MORRIS LLC | USCA RIA LLC | Sep 8, 2011 | Sep 7, 2011 | -1 | Firm change | Other |