DFX Intelligence

G•••••••• I•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

G•••••••• I•••••••• L••

CRD 155088

NEW YORK, NY

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Search this name across graphsid dfx:ria:93ba84b6-afd3-e7d0-b6fc-3d3f0d937e1b

Data as of Jul 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2018 to Jul 14, 2026
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.04 fund_share=0.94 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $180M••• Locked
Discretionary RAUM: $176M
Private client RAUM: $7.5Mderived••• Locked
Private client share: 4%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $180Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S••••• D••••• W•••	Chartered Financial Analyst	NEW YORK, NY \| New Orleans, LA	15	15	n/a	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G•••••••• B••••••• F••• I• L•	Hedge Fund	$39.0M	Mar 31, 2024	39	Mar 30, 2018	reported	021-337203
G•••••••• B••••••• F••• I• L•	Hedge Fund	$22.7M	Mar 31, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
W•••• S•••••• D•••••	MANAGING MEMBER	E	yes	09/2010	Mar 30, 2018	Mar 31, 2024
C••••••• G••••	SILENT MEMBER	A	no	01/2014	Mar 30, 2018	Mar 31, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G•••••••• B••••••• F••• I• L•	n/a	n/a	n/a	Y	no	n/a
G•••••••• B••••••• F••• I• L•	n/a	n/a	n/a	Y	no	n/a
G•••••••• B••••••• F••• I•• L•	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$180M	$116M	54.3%	$79.9M	31.0%	4	4	1	0

Relationships

Advises (8)

→ G•••••••• O••••••• B••••••• F••• I•Private fundHedge Fund, IA
Aug 5, 2021 to presentfactForm ADV
→ G•••••••• O••••••• B••••••• F••• I•Private fundHedge Fund, IA
Mar 30, 2018 to presentfactForm ADV
→ G•••••••• G••••• M•••• F•••• L•Private fundHedge Fund, IA
Mar 30, 2018 to presentfactForm ADV
→ G•••••••• B••••••• F••• I• L•

Dated events

Occurred
Mar 30, 2018
First Form ADV filing
G•••••••• I•••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93ba84b6-afd3-e7d0-b6fc-3d3f0d937e1b
First observed: Mar 30, 2018
Last observed: Jul 14, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.