DFX Intelligence

J•• C•••••• P•••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

J•• C•••••• P•••••••• L•

CRD 286343

BRIDGEHAMPTON, NY

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Search this name across graphsid dfx:ria:93bba1f1-29d2-5663-c818-f5ca03c158c1

Data as of Dec 19, 2019 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 4
On other graphs: 1
Observed: Jun 27, 2018 to Dec 19, 2019
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

J•• C•••••• P•••••••• L•

Venture manager · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $231M••• Locked
Discretionary RAUM: $231M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J•• P••••••• G•• L••	GENERAL PARTNER	Na	yes	06/2015	Jun 27, 2018	Dec 19, 2019
T•••••• J•••• A••••••	J•• P••••••• G•• L••	E	yes	06/2015	Jun 27, 2018	Dec 19, 2019

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Bridgehampton	NY	United States	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Oct 9, 2019	$231M	$231M	5	3	1	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$231M	n/a	n/a	n/a	n/a	2	n/a	1	n/a

Relationships

Controls (3)

← T•••••• J•••• A••••••OwnerJ•• P••••••• G•• L••, ownership code E, individual
Jun 27, 2018 to presentfactForm ADV
← W•••••• M•••• A•••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 26, 2019 to presentfactForm ADV
← J•• P••••••• G•• L••OwnerGENERAL PARTNER, ownership code NA, domestic entity
Jun 27, 2018 to presentfactForm ADV

Dated events

Occurred
Nov 26, 2019
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 26, 2019
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 9, 2019
Ria registration change
••• Locked
Form ADVobserved today
Occurred
Jun 27, 2018
First Form ADV filing

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93bba1f1-29d2-5663-c818-f5ca03c158c1
First observed: Jun 27, 2018
Last observed: Dec 19, 2019 82 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.