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N• C••••••••• X•••• A•• F•••• L••: private fund on the ria / wealth management graph | DFX Data Factory

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RIA / WealthPrivate fundprivate equity fund3(c)(7)dropped

N• C••••••••• X•••• A•• F•••• L••

advised by WELLS FARGO INVESTMENT INSTITUTE, INC.

Delaware, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:93c28851-5e32-0307-9260-3ee8d904f56f

Data as of Jan 24, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2012 to Jan 24, 2022
63 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

N• C••••••••• X•••• A•• F•••

Private equity fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: WELLS FARGO INVESTMENT INSTITUTE, INC.CRD 133204
Fund type: Private Equity Fund
Latest reported GAV: $15.6Mgross asset value on Schedule D 7.B(1), as of 2022-01-24; never fund size
Peak reported GAV: $77.5M
Beneficial owners: 253
Minimum investment: $100,000
Owned by the adviser: 0%
Owned by funds of funds: 0%
Owned by non-US persons: 0%

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size; showing 60 of 63

Filed	GAV	Owners	Minimum	Adviser owns	Audited

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
BNY MELLON	THE BANK OF NEW YORK MELLON CORPORATION	NEW YORK	New York	United States	no	n/a

Relationships

Advises (1)

← WELLS FARGO INVESTMENT INSTITUTE, INC.Registered adviserPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Jan 24, 2022factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93c28851-5e32-0307-9260-3ee8d904f56f
First observed: Mar 30, 2012
Last observed: Jan 24, 2022 56 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Nov 23, 2021	$15.6M	253	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Sep 29, 2021	$15.6M	253	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Jul 1, 2021	$15.6M	253	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
May 28, 2021	$15.6M	253	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Apr 26, 2021	$15.6M	253	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Mar 30, 2021	$15.6M	253	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Jan 8, 2021	$21.6M	253	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Oct 30, 2020	$21.6M	253	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Aug 10, 2020	$21.6M	253	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Jul 9, 2020	$21.6M	253	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Jun 30, 2020	$21.6M	253	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Mar 30, 2020	$21.6M	253	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Feb 28, 2020	$27.8M	252	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Dec 5, 2019	$27.8M	252	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Nov 12, 2019	$27.8M	252	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Oct 4, 2019	$27.8M	252	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Jul 1, 2019	$27.8M	252	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Apr 12, 2019	$27.8M	252	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Mar 29, 2019	$27.8M	252	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Jan 31, 2019	$30.7M	251	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Jan 10, 2019	$30.7M	251	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Dec 11, 2018	$30.7M	251	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Aug 24, 2018	$30.7M	251	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Jul 30, 2018	$30.7M	251	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
May 10, 2018	$30.7M	251	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Apr 2, 2018	$30.7M	251	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Dec 15, 2017	$36.4M	253	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Dec 15, 2017	$36.4M	253	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Sep 11, 2017	$36.4M	253	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Jul 11, 2017	$36.4M	253	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Jul 11, 2017	$36.4M	253	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Jul 10, 2017	$36.4M	253	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Apr 17, 2017	$36.4M	253	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Apr 3, 2017	$36.4M	253	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Apr 3, 2017	$36.4M	253	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Mar 31, 2017	$36.4M	253	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Oct 31, 2016	$49.3M	255	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Aug 29, 2016	$49.3M	255	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Jul 5, 2016	$49.3M	255	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Jul 1, 2016	$49.3M	255	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Jun 22, 2016	$49.3M	255	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Jun 22, 2016	$49.3M	255	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Apr 5, 2016	$49.3M	255	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Mar 30, 2016	$49.3M	255	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Jan 27, 2016	$61.9M	255	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Jul 15, 2015	$61.9M	255	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Jul 1, 2015	$61.9M	255	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Jun 3, 2015	$61.9M	255	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Apr 23, 2015	$61.9M	255	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••• L••
Mar 31, 2015	$61.9M	255	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••
Nov 20, 2014	$67.0M	255	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••
Nov 18, 2014	$67.0M	255	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••
Sep 3, 2014	$67.0M	255	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••
May 29, 2014	$67.0M	255	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••
Mar 31, 2014	$67.0M	255	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••
Nov 14, 2013	$76.1M	255	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••
Apr 1, 2013	$76.1M	255	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••
Oct 3, 2012	$77.5M	253	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••
Apr 11, 2012	$77.5M	253	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••
Mar 30, 2012	$77.5M	253	$100,000	0.0%	yes	N• C••••••••• X•••• A•• F•••