DFX Intelligence

R•••••• A••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

R•••••• A••• R•••••

Advisor at H••••• M••• I••••••••• I•••

Indianapolis, IN | SPRINGFIELD, IL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 11, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• M••• I••••••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Oct 1, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• M••• I••••••••• I•••	No RAUM reported	Aug 18, 2017	n/a	yes	SPRINGFIELD, IL\|Indianapolis, IN	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Mar 25, 2017	Jul 27, 2017	no	Indianapolis, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	H••••• M••• I••••••••• I•••	Jul 27, 2017	Aug 18, 2017	22	Firm change	Other
M•• F•••••••• S•••••••• I•••	M•• I•••••••• S•••••••• L••	Mar 25, 2017	Mar 25, 2017

Relationships

Registered with (3)

→ H••••• M••• I••••••••• I•••Registered adviserregistration: current employment
Aug 18, 2017 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 25, 2017 to Jul 27, 2017factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 11, 2006 to Mar 25, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 11, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.